Confessions of a Compliance Team: The workarounds we don't talk about
- 11:00-12:00pm
Every compliance team runs on workarounds. The drawer of highlighters. The spreadsheet only one person understands. The "quick question" that lands on the same desk, every time. Nobody put them in the process doc, but somewhere along the way they became the process.
Join us for an honest, funny and practical hour with compliance leaders who've lived all of it and, more to the point, worked out how to fix it. We'll swap the workarounds we don't usually admit to, why they happen, and how to stop compliance being a daily act of heroics.
No jargon, no pretending it's all under control. Just real stories from people who've been there, plus your questions.
Register to attend
Topics we'll explore include
How to spot the workarounds quietly running your compliance process
Practical fixes other firms have used to cut the back and forth
How to stop every risk decision landing on one person
What intelligent client due diligence looks like when the system works for you, not against you
The panel
Eloise
Ash Griffin
Product Marketing Team Lead, Thirdfort
Harriet