PEPs and sanctions

Identify high-risk clients easily

Manage the risk of working with politically exposed individuals or sanctioned entities. Using live data from thousands of sources, our automated PEPs and sanctions screenings help you stay on top of changes.

Join over 1,500 regulated businesses relying on us for client verification

Never miss an update

Reliable data sources that are updated every few minutes.

Automated

Ongoing monitoring means you’ll be notified if a client’s status changes.

Fast

Rapid, actionable results mean less time spent reviewing results..

How it works

Step 1

Choose a PEP & sanctions screening through our portal or partner platform.

Step 2

We’ll screen your individual and corporate clients for PEPs and sanctions flags.

Step 3

You’ll be able to view your results in a few moments.

Step 4

Continue with ongoing monitoring for as long as you need.

Thirdfort's ongoing monitoring provides an extra layer of protection so that during the six or so months that clients are with us, we know that they're constantly being monitored

In terms of the report that we receive, it's standardised. So it's very easy to train people on how to read them and what they should be looking for

Screen clients and counterparties with ease

Unlike other providers we don't ask you to enter lots of data to screen your clients.
We check global data sources that are frequently updated.

Stay in the know

Protect yourself and your firm for the duration of your business relationship.
Be notified of any changes in status or if an individual falls under new sanctions.

Keep a clear audit trail

PEPs and sanctions screening results are combined in one report along with ID verification and Source of funds.
You can dismiss any false positives within our portal. We'll create an audit trail for you.

FAQs

: We work with ComplyAdvantage, a provider that uses artificial intelligence and machine learning to both gather and deliver data.
: Our system draws data from a multitude of sources globally. We screen lists relating to sanctions, politically exposed persons, regulatory warnings and fitness and probity. These sources are constantly subject to updates and changes.
: The majority of sources we use are updated and made available to our clients within a few minutes. The screening teams responsible for these updates operate 24/7, while many sanctions updates are captured automatically by digital monitoring of sanctions lists.
: The screening search enables firms to identify and manage potential risks presented by clients and UBOs. By drawing on a wide range of sources and presenting the information in a clear, easy to understand way, firms are able to use the service to build up a complete picture of their client and make an informed risk-based decision.
: The system has a variety of outputs which are flagged in both our portal and downloadable report. Our system flags all positive or potential screening matches and we have optimised our thresholds to minimise false positives. For any flagged names, we then provide deep dive data on all possible matches and further information that is available on each.
The system flags all name matches with the same year of birth (not only the exact date of birth) and uses both fuzzy name matching and phonetic name matching. All results that are relevant to the search name are then listed and presented for your consideration. We cover all jurisdictions and nationalities, globally. In total, there are five categories of hits that the system can detect:
• Sanctions
• Politically exposed person (PEP)
• Regulatory enforcements and warnings
• Fitness and Probity
• Adverse Media
: Yes. When viewing your report you can use the ‘Dismiss’ function to rule out any results that you’re confident are not your client. We’ll then collect information such as who dismissed the result and the reason why. We’ll also time-stamp this for you and add the dismissal to your audit trail.

Protect your firm from high-risk clients

Remove uncertainty with our PEPs and Sanctions screening - and keep up to speed with changes as they happen with ongoing monitoring. See how it works when you book a demo.